Category: SEC

It’s September 2023, and the SEC has come for NFTs. Last month, the SEC announced a $6 million settlement with Impact Theory LLC in connection with its unregistered offering and sale of NFTs in...
By: Rick Tapia, Andrew Bull, and Tyler Harttraft In a landmark decision on July 13, 2023, U.S. District Judge Analisa Torres of the U.S. District Court of the Southern District...
On June 6, 2023, the SEC filed a complaint in the Southern District of New York against Coinbase, Inc. (Coinbase), and Coinbase Global, Inc. (CGI), alleging a number of violations...
On June 5, 2023, the Securities Exchange Commission filed a Complaint in the District of Columbia against Binance, one of the largest cryptocurrency exchanges in the world, and its founder.[1]...
Decentralized finance projects are disrupting the finance industry by offering consumers the prospect of market-beating returns.  De-Fi software enables peer-to-peer lending of digital assets executed through smart contracts. Unlike traditional...
Effective April 27, 2021, the SEC issued a statement on the Custody of Digital Asset Securities by Special Purpose Broker-Dealers and outlined the steps broker-dealers of digital asset securities must...
On March 24, 2020, Judge Castel of the United States District Court for the Southern District of New York issued an order granting the SEC’s motion to enjoin Telegram Group,...
The Securities and Exchange Commission (SEC) recently proposed changes to several securities exemptions available to U.S. issuers. In particular, the proposed changes to Regulation Crowdfunding (Reg CF), Rule 504 of...
The Securities and Exchange Commission (SEC) recently proposed amendments to the definition of “accredited investor,” one of the principal tests for determining the eligibility of investors to participate in various...